12                                        Cultural Heritage IMPACT ASSESSMENT

12.1                                  Introduction

This Section presents the results of the Cultural Heritage Impact Assessment for the proposed construction and operation of the offshore wind farm.  A literature review has been conducted to establish baseline cultural heritage conditions in the terrestrial and marine environment.  In addition, a Marine Archaeological Investigation has been undertaken to identify the location of any unknown archaeology.

The Study Area for the terrestrial archaeological assessment included areas within 100 m from the boundary of onshore cabling works.  The Study Area for the marine archaeological investigation included the seabed that will be affected by the marine works being proposed.

12.2                                  Legislative Requirements and Evaluation Criteria

The following legislation and guidelines are applicable to the assessment of cultural heritage and archaeological sites in Hong Kong:

·            Environmental Impact Assessment Ordinance (Cap. 499) and the associated Technical Memorandum on the EIA Process (EIAO-TM);

·            Antiquities and Monuments Ordinance (AM Ordinance) (Cap. 53);

·            Hong Kong Planning Standards and Guidelines;

·            Guidelines for Cultural Heritage Impact Assessment prepared by the Antiquities and Monuments Office (AMO); and

·            Guidelines for Marine Archaeological Investigation prepared by AMO.

12.2.1                            Environmental Impact Assessment Ordinance Technical Memorandum on the EIA Process

The EIAO-TM outlines the approaches required in investigating and assessing the impacts on archaeological sites.  In particular, the EIA considered criteria set out in Annexes 10 and 19.

12.2.2                            Antiquities and Monuments Ordinance, Cap. 53

The AM Ordinance provides statutory protection against the threat of development on Declared Monuments, historical buildings and archaeological sites to enable their preservation for posterity.  The AM Ordinance also establishes the statutory procedures to be followed in making such a declaration.

“This Ordinance provides for the preservation of objects of historical, archaeological and paleontological interest…”

The AM Ordinance defines an antiquity as a relic (a movable object made before 1800) and a place, building, site or structure erected, formed or built by human agency before the year 1800.  The AM Ordinance also states, amongst other things, that the discovery of an antiquity shall be reported to the Authority (Secretary for Development); that ownership of all relics discovered after 1976 shall be vested in the Government; that the Authority can declare a place, building, site or structure to be a monument, historical building or archaeological or paleontological site or structure (and therefore introducing certain additional controls for these sites); and that licences and permits can be granted for excavation and for other work.

Over the years, surveys have been undertaken to identify archaeological sites in Hong Kong.  The AMO has established boundaries for the identified sites and a set of administrative procedures for the protection of the known archaeological sites.  However, the present record of archaeological sites is known to be incomplete as many areas have not yet been surveyed.  There is a need therefore to ensure that the procedures and mechanisms, which enable the preservation or formal notification of previously unknown archaeological resources that may be revealed or discovered during project assessment or construction, are identified and implemented at an early stage of the planning of a project.

Section 11 of the AM Ordinance requires any person who discovers an antiquity, or supposed antiquity, to report the discovery to the Antiquities Authority.  By implication, construction projects need to ensure that the Antiquities Authority, the Antiquities Advisory Board (AAB) ([1]), is formally notified of archaeological resource which are discovered during the assessment or construction of a project. 

12.2.3                            Hong Kong Planning Standards and Guidelines (HKPSG)

Chapter 10, Conservation, of the HKPSG provides general guidelines and measures for the conservation of historical buildings, archaeological sites and other antiquities.

12.2.4                            Cultural Heritage Impact Assessment Guidelines

Guidelines for Cultural Heritage Impact Assessment detail the standard practice, procedures and methodology which must be undertaken in determining the cultural heritage resources potentially impacted by developments and defining suitable mitigation measures to be adopted (see Appendix C of the EIA Study Brief ESB-151/2006).  

12.2.5                            Marine Archaeological Investigation Guidelines 

Guidelines for Marine Archaeological Investigation detail the standard practice, procedures and methodology which must be undertaken in determining marine archaeological potential.  Guidelines for determining the presence of archaeological artefacts and defining suitable mitigation measures can be found in Appendix C of EIA Study Brief ESB-151/2006.  Baseline review, geophysical survey and establishing archaeological potential are considered the first stage of a Marine Archaeological Investigation.  Subject to the results of the first stage Marine Archaeological Investigation, further investigation may or may not be required.

12.3                                  Assessment Methodology for Cultural Heritage Impact Assessment

A desk-based review was undertaken to identify terrestrial cultural heritage resources as defined in appropriate guidelines (see Table 12.1) and archaeological interest features.  

Table 12.1      Categories of Cultural Heritage Resources

Categories

Description

Sub-Category

Declared Monuments 

Statutorily protected against the threat of development under the Antiquities and Monuments Ordinance (AM Ordinance) to enable preservation for posterity.

Nil

Graded Historic Buildings

Graded by the Antiquities Advisory Board (AAB) based on an internal guidelines adopted by the AAB and the Antiquities and Monuments Office (AMO) for the preservation of historic buildings.

Grade I - Buildings of outstanding merit, which every effort should be made to preserve if possible.

Grade II - Buildings of special merit; efforts should be made to selectively preserve.

Grade III - Buildings of some merit: preservation in some form would be desirable and alternative means could be considered if preservation is not practicable. 

Government Historic Sites

Historic sites owned by the government identified by AMO as heritage sites. 

Nil

Archaeological Sites

Sites with archaeological interest listed by AMO.

Nil

Other Cultural Heritage Sites

Cultural heritage resources falling outside the above categories but need to be addressed within the Study Area boundary in accordance with Section 1.1(a) of the CHIA. 

Historic Buildings and Structures;

Landscape Features;

Areas of Archaeological Potential 

The desktop study also identified the potential for marine archaeological sites within the Study Area. 

In addition, a geophysical survey has been conducted by the project proponent and the survey data has been reviewed by a qualified marine archaeologist to locate and define any sites of archaeological potential within the Study Area. 

Information was obtained from references available over the internet, the Hong Kong Heritage Discovery Centre Reference Library, the United Kingdom Hydrographic Office ‘Wreck’ files and various government departments, public libraries and libraries from tertiary institutions.

12.4                                  Baseline Conditions

12.4.1                            Terrestrial Resources and Archaeology

The landing site of the submarine cable will be at the Lamma Power Station seawall area.  No declared monuments, graded historic buildings, government historic sites and archaeological sites listed by AMO have been identified within or adjacent to the proposed works.  In addition, there are no known archaeological interest features present at the recently reclaimed Lamma Power Station Extension.

12.4.2                            Marine Archaeology

Desk-top Literature Review

Coates ([2]) stated that ‘Definite archaeological traces of prehistoric activity have been found on the beach at Shek Pik, on the south coast of Lantao [Lantau] Island.  From these finds it is clear that about three thousand years ago the islands in the HKSAR were used as a seasonal entrepôt for trade between the Yangtse mouth, the tribal states of what is to-day Guangdong Province, and Indonesia’.  The islands at the mouth of the Pearl River were seen as more suitable for trade between the Cantonese merchants and those from other regions, and ‘Temporary settlements were built near the beaches. Cooking utensils have been found from this period on Lamma and Lantao, but no trace of buildings’.

Thirteen (13) archaeological sites and many archaeological finds have been recorded on Lamma Island which although would not be affected by the wind farm could indicate some interest in the offshore area within or adjacent to the footprint of the wind farm and cable route.  Studies show a rich heritage on the island, including thirteen archaeological sites.  Artefacts of note include lime kilns, shells, animal bones, ancient cultural relics, bronze weapons, bronze axe moulds, burials and a special ‘Yazhang’, a jade object from ritual purposes, which indicates that 3,000 years ago, the coastal area of Southern China had a cultural connection with the Yellow River basin.  However, the literature reviewed has not identified any features of interest in the marine environment within the footprint of proposed works and any small unknown items located on the surface of the seabed are likely to have been disturbed by fishing and other shipping related activities.

The sediments of the Late Holocene period, considered to be relatively homogenous very soft to soft silty clay and with high moisture content, offers the greatest potential (as compared to the surface of the seabed which is often found to have been disturbed by fishing and other shipping related activities) to include well preserved remains associated with the occupation and use of the islands in Hong Kong waters.  These remains could include shipwrecks. In the Study Area marine deposits vary in thickness from 2 metres to about 15 metres.

The United Kingdom Hydrographic Office in Taunton maintains a database of known shipwrecks/undefined sites in the HKSAR. This is the same data held by the Hong Kong Marine Department, Hydrographic Office.  The Hydrographic Office classifies wrecks by their status as follows:

·            ABEY: The wreck has been previously reported but not detected by survey, leading to doubts about its reported position or existence;

·            DEAD: The wreck has not detected by repeated surveys, therefore considered not to exist;

·            LIFT: A salvaged wreck; and

·            LIVE: All other wrecks, charted or uncharted.

Annex 12C provides a list of these sites adjacent to the proposed development.  A total of four shipwrecks / undefined sites were found.  Three of these wrecks are classified as ‘Live’ and one wreck is classified as ‘Dead’.  The nearest site (Wreck No. 60016) is located 328 m southeast from the proposed cable route.  However, this wreck is classified as ‘Dead’.  The remaining sites are located over 1.4 km from the proposed cable route or the wind farm site.  Figure 12.1 shows the location of these wreck sites. 

Geophysical Survey

The objective of the geophysical survey (an investigation of the bathymetry, seabed features and geology) was to define the areas/sites of greatest archaeological potential and map any seabed and sub-bottom anomalies which may be archaeological material.

On 27 and 28 March 2009 EGS (Asia) Limited undertook a geophysical survey along the length of the cable route to the wind farm, and within the wind farm (comprising wind turbines, offshore substation, offshore monitoring mast and connecting cables).  A survey methodology was formulated to fulfill the requirements of the Marine Archaeological Investigation which provided seismic profiling of the seabed within the works area, and 25 m either side of it, in addition to side scan sonar surveys of an area 75 m either side of the seabed to be impacted.  Annex 12A presents the Marine Archaeological Investigation Method Statement.

The equipment used during the survey included:

·           DGPS positioning and navigation, provided by the C-NAV GcGPS 2000 system, and C-View NAV Navigation software;

·           Knudsen 320m echo sounder used to collect depth soundings;

·           Reson 8125 multibeam echo sounder

·           DF 1000 side scan sonar system (employing a dual frequency system with nominal operating frequencies of 100 kHz and 500 kHz) and digital tow fish, used to map seabed features;

·           C-Boom low voltage boomer system, used to provide profiles of seabed sediments; and

·           C-View logging systems.

The geophysical survey data obtained by EGS were processed by in house geophysicists and reviewed by an experienced marine archaeologist.  Annex 12B provides the location of geophysical survey tracts and results of the survey. 

The geophysical survey showed how the seabed in the Study Area has been impacted by anchoring, trawling and dumping of materials (see Figures 12.2 and 12.3).  Some Sonar Contacts were identified as debris/dumped material and this was confirmed through the review by the marine archaeologist (see Figure 12.3). 

Figure 12.2     Seabed scar from an anchor dragging along the seabed

 


 

Figure 12.3     Dumped materials on top of seabed scarring from anchors and mixed with other trawling and anchoring scars

 

 


In addition, the geophysical survey identified a Sonar Contact located 72 metres west of the proposed cable joining two wind turbines, which has been interpreted as a shipwreck (see Table 12.2).  Figure 12.4 shows an image of the shipwreck and Figure 12.5 shows its position in relation to the proposed wind farm.  Although the shipwreck is located in the general wind farm development area, it lies outside of the footprint of any works.  As stated in Section 5, the proposed width of seabed disturbance for the installation of the submarine cable is a maximum of 0.3 m (for jetting works) and therefore will not be impacted by the proposed works.  If a decision is made to relocate the position of turbines during Detailed Design, the maximum width of disturbance from the construction of wind turbines will be 15 m in any direction from the centre point of the turbine (including scour protection which will has an overall width of 30 m), which means that any disturbance to this feature can be easily avoided.  Therefore no disturbance to this feature is anticipated as result of the proposed wind farm development.

Table 12.2      Sonar Contact (Wreck) near the wind farm

Contact ID

Latitude

Longitude

Easting

Northing

Offset from Central Route

Dimensions (m)

Description

Lamma SC001

22° 10.132' N

114° 4.207' E

825257.0E

803379.7N

72m W

13.3m x 4.6m x 0.7m

Wreck

 

Figure 12.4     Image of the shipwreck SC001

 


The only signs of sub-bottom anomalies within the proposed area of development were submarine cables.  Figure 12.6 provides an illustration of a submarine cable contact found during the marine archaeological investigation.

Figure 12.6     Submarine Cable


 

12.5                                  Cultural Heritage Impact Assessment Methodology

As discussed above, a desktop literature review was conducted in order to establish the cultural heritage importance of the area surrounding the proposed wind farm and cable route.  This has been supplemented by a Marine Archaeological Investigation in those areas that could be affected by works.

The importance of potentially impacted cultural heritage was assessed using the approach described in the EIAO-TM.  The potential impacts due to the construction and operation of the Project and associated developments were then assessed (with reference to the EIAO-TM Annex 10 guidelines) and the impacts evaluated (with reference to the criteria in EIAO-TM Annex 19).

12.6                                  Identification of Cultural Heritage Impacts

12.6.1                            Construction Phase

The construction activities associated with the proposed Project that have the potential to cause impacts to cultural heritage features are:

·            Cable trenching on land to install cables to the Switching Station;

·            Installation of turbine and wind monitoring mast foundations; and

·            Dredging and jetting associated with the installation of the submarine cables.

12.6.2                            Operational Phase

No potential impacts are identified with respect to the operation phase of the offshore wind farm.

12.7                                  Assessment of Impacts

The following provides a discussion of the potential construction impacts with respect to terrestrial and marine archaeology.

12.7.1                            Construction Phase

Terrestrial Archaeology/Heritage

The desk-top review has identified no known cultural heritage resources in the vicinity of the proposed onshore cable route.  In addition, the reclaimed land where the cable circuit will be located is not considered to have any archaeological potential.  Therefore no construction impacts are expected.

Marine Archaeology

The review of historical documents and literature indicates that the Study Area has the potential to contain archaeological material although no evidence was found as to specific sites contained within the Study Area.  An investigation of the UKHO Wrecks database determined that Wreck No. 60016 is located 328 m southeast from the proposed cable route.  However, this wreck is classified as ‘Dead’ and is therefore not considered to exist.  However, disturbance to a wreck in this area would be avoided during construction.  No other wrecks were identified during the baseline review that could be affected by the construction or operation of the proposed offshore wind farm development.

The geophysical surveys found only one shipwreck, at a distance of 72 m from the wind farm.  As stated above, no disturbance to this feature is anticipated as result of the proposed wind farm development under the current design arrangements.  If design arrangements change during the subsequent Detailed Design Phase then direct impacts on this vessel should be avoided.  It is suggested that no works or structures are developed within 50 m of the wreck to safeguard any potential cultural heritage interest.  No further consideration of the archaeological value of this wreck is therefore required.  There are also numerous signs of seabed disturbances from anchoring, trawling and the recent dumping of materials.  Submarine cables were the only signs of sub-bottom anomalies in the surveyed area.

The installation of the cable from Lamma Island to the wind farm, and the footprints and disturbances from the installation of the turbines, connecting cables, the substation and wind monitoring mast are well-defined and relatively small and will not impact any archaeological material.  Any disturbance to these features will be avoided during construction through demarcation and appropriate construction planning with the Contractor. 

12.8                                  Mitigation Measures

Construction impacts on archaeological/heritage features have been avoided and minimised through the planning and design of the works.  No additional mitigation is required.

12.9                                  Environmental Monitoring and Audit (EM&A)

As it is concluded that no archaeological material will be impacted by this Project no further marine archaeological investigation is required.  The avoidance of direct impacts to the shipwreck identified during the geophysical survey will be verified by the Environmental Team and the Independent Environmental Checker through review of the final design prior to the installation of turbines and submarine cable.  Designs will be checked to ensure that no works will occur within 50 m of the shipwreck.

12.10                              Residual Environmental Impacts

No residual impacts are anticipated associated with the proposed development of the offshore wind farm.

12.11                              Cumulative Impacts

Existing information indicates that no other projects are committed or planned in the area that could lead to cumulative impacts.  In addition, as no impacts on archaeology have been identified with respect to this Project, no cumulative impacts would be expected.

12.12                              Conclusions

The desk-top literature review has identified no terrestrial archaeological features that would be affected by the proposed offshore wind farm development.  No further terrestrial archaeological investigation was considered necessary.  The desk-top literature review also determined that no wrecks would be affected by the works.  However, potential for marine archaeology in the proposed development area was identified.  A Marine Archaeological Investigation was undertaken in the areas that could be affected by the proposed construction works.  This investigation determined that no marine archaeological features would be impacted by the works and no further investigation is necessary.

In summary, no impacts are expected on terrestrial and marine cultural heritage feature.



([1])      The Antiquities and Monuments Office is the entry point to pass information to the AAB.   The AAB is a statutory body consisting of expertise in relevant fields to advise on any matters relating to antiquities and monuments.

([2])      Braga, J. M., 1995, China Landfall 1513. Jorge Alvares Voyage to China. A compilation of some relevant material. Macao. Imprensa Nacional.