13                Cultural Heritage

13.1                 Legislation, Standards, Guidelines

13.1.1              Legislation, standards, guidelines and criteria relevant to the consideration of Cultural Heritage Impact Assessment under this study include the following;

·         Antiquities and Monuments Ordinance (Cap.53);

·         Environmental Impact Assessment Ordinance (EIAO)(Cap.499), including Technical Memorandum on Environmental Impact Assessment Process (TM-EIAO) and Guidelines for Cultural Heritage Impact Assessment; and

·         Hong Kong Planning Standards and Guidelines (HKPSG).

Antiquities and Monuments Ordinance (Cap.53)

13.1.2              The Antiquities and Monuments Ordinance (the Ordinance) provides the statutory framework to provide for the preservation of objects of historical, archaeological and paleontological interest. The Ordinance contains the statutory procedures for the Declaration of Monuments. The proposed monument can be any place, building, site or structure, which is considered to be of public interest by reason of its historical, archaeological or paleontological significance.

13.1.3              Under Section 6 and subject to sub-section (4) of the Ordinance, the following acts are prohibited in relation to certain monuments, except under permit:

·         To excavate, carry on building works, plant or fell trees or deposit earth or refuse on or in a proposed monument or monument; and

·         To demolish, remove, obstruct, deface or interfere with a proposed monument or monument.

13.1.4              The discovery of an Antiquity, as defined in the Ordinance must be reported to the Antiquities Authority (the Authority), or a designated person. The Ordinance also provides that, the ownership of every relic discovered in Hong Kong after the commencement of this Ordinance shall vest in the Government from the moment of discovery. The Authority on behalf of the Government may disclaim ownership of the relic.

13.1.5              No archaeological excavation may be carried out by any person, other than the Authority and the designated person, without a licence issued by the Authority. A licence will only be issued if the Authority is satisfied that the applicant has sufficient scientific training or experience to enable him to carry out the excavation and search satisfactorily, is able to conduct, or arrange for, a proper scientific study of any antiquities discovered as a result of the excavation and search and has sufficient staff and financial support.

13.1.6              It should also be noted that the discovery of an antiquity under any circumstances must be reported to the Authority, i.e. the Secretary for Development or designated person. The Authority may require that the antiquity or suspected antiquity is identified to the Authority and that any person who has discovered an antiquity or suspected antiquity should take all reasonable measures to protect it.

Environmental Impact Assessment Ordinance (Cap.499)

13.1.7              The EIAO was implemented on 1 April 1998. Its purpose is to avoid, minimise and control any adverse impact on the environment arising from designated projects, through the application of the EIA process and the Environmental Permit (EP) system. The relevant document pertaining to cultural heritage under the legislation is the “Technical Memorandum on Environmental Impact Assessment Process”.

13.1.8              The general criteria and guidelines for evaluating and assessing impacts to Sites of Cultural Heritage are listed in Annexes 10 and 19 of the Technical Memorandum on Environmental Impact Assessment Process TM-EIAO. It is stated in Annex 10 that all adverse impacts to Sites of Cultural Heritage should be kept to an absolute minimum and that the general presumption of impact assessment should be in favour of the protection and conservation of all Sites of Cultural Heritage. Annex 19 provides the details of scope and methodology for undertaking Cultural Heritage Impact Assessment, including baseline study, impact assessment and mitigation measures.

Guidelines for Cultural Heritage Impact Assessment

13.1.9              The Guidelines for Cultural Heritage Impact Assessment document, as issued by the AMO, outlines the specific technical requirement for conducting archaeological impact assessments and is based upon the requirements of the TM-EIAO. It includes the parameters and scope for the Baseline Study, specifically desk-based research and field evaluation. Besides, it also includes guidelines encompassing reporting requirements and archive preparation and submission in the form of Guidelines for Archaeological Reports and Guidelines for Handling of Archaeological Finds and Archives. 

13.1.10          The prerequisite conditions for conducting impact assessment and mitigation measures are presented in detail. The guidelines also state that preservation in totality must be taken as the priority and if this is not feasible due to site constraints or other factors, full justification must be provided.

13.1.11          Mitigation measures will be proposed in cases with identified impacts and shall have the aim of minimising the degree of adverse impact and where applicable providing enhancement to a heritage site through means such as enhancement of the existing environment or improvement to accessibility of heritage sites. The responsibility for the implementation of any proposed mitigation measures must be clearly stated with details of when and where the measures will be implemented and by whom.

Hong Kong Planning Standards and Guidelines

13.1.12          Chapter 10 of the HKPSG details the planning principles for the conservation of natural landscape and habitats, historical buildings and sites of archaeological interest. The document states that the retention of significant heritage features should be adopted through the creation of conservation zones within which uses should be restricted to ensure the sustainability of the heritage features. The guidelines state that the concept of conservation of heritage features should not be restricted to individual structures but should endeavour to embrace the setting of the feature or features in both urban and rural settings.

13.1.13          The guidelines also address the issue of the preparation of plans for the conservation of historical buildings, sites of archaeological interest and other antiquities. It is noted that the existing Declared Monuments, proposed Monuments and sites of archaeological interest be listed in the explanatory notes of Statutory Town Plans and that it be stated that prior consultation with AMO is necessary for any redevelopment or rezoning proposals affecting the sites of archaeological interest and buildings and their surrounding environments.

13.1.14          It is also noted that planning intention for non-statutory town plans at the sub-regional level should include the protection of monuments, historical buildings, sites of archaeological interest and other antiquities through the identification of such features on sub-regional layout plans. The appendices list the legislation and administrative controls for conservation, other conservation related measures in Hong Kong, and government departments involved in conservation.

13.2                 Objectives of Cultural Heritage Impact Assessment

13.2.1              A Cultural Heritage Impact Assessment (CHIA) is undertaken to assess the potential archaeological impact imposed by the captioned project in accordance with the Environmental Impact Assessment Ordinance (Cap. 499.) and Technical Memorandum on the EIA Process, Annexes 10 and 19 (EIAO TM). The CHIA includes desk-based review of existing information and possible recommendations for field investigation if needed.  Appropriate mitigation measures should be implemented by the project proponent according to the findings and recommendations of the CHIA.

13.3                 Cultural Heritage Impact Assessment Methodology

13.3.1              The Assessment Area for cultural heritage is defined by a distance of 50m from the Project Site (i.e. the Proposed Development Area (PDA) and associated infrastructure works). The Archaeological Impact Assessment will include baseline review including desk-based evaluation of existing information to assess potential for archaeological deposits. Field investigation will be undertaken if appropriate. Mitigation based on the preliminary design will be recommended if necessary.

13.3.2              A field evaluation of identified area of archaeological potential (AREA 2, see section 13.5) cannot be conducted as this stage as the area is currently in use by light industrial activities and structures.  The recommended field survey scope within this report may have to be reviewed after the resumption of the area and clearance of the structures and is subject to agreement with AMO.  Mitigation may be required for this area after the results of the field survey are known.

13.3.3              The Built Heritage Impact Assessment will similarly include a baseline review based on existing information and supplemented by a built heritage survey, if necessary.  Mitigation will be recommended where necessary.

13.4                 Baseline Review

13.4.1              The Project includes site formation works; slope cutting and earth filling works as well as geotechnical works/structures; decontamination works; roadworks; waterworks including service reservoirs; sewerage infrastructure works including Sewage Pumping Station (SPS); drainage infrastructural works; landscaping works; Public Transport Interchanges (PTI); and other infrastructural works including utilities and road junction improvement works.  For the purpose of the heritage study the Project Site is sub-divided into sub-areas as shown below.

Table 13.1 - Summary of Sub-divided Project Site

Area

Description

Figure

AREA 1

Green - housing development site

13.1

AREA 2

Dark blue - housing and school development site

13.1

AREA 3

Pink - housing and school development site

13.1

AREA 4

Light blue - housing development site, public transport interchange and waterworks infrastructure

13.1

AREA 5

New and realigned roads, including cycle track and public transport interchange

13.1

AREA 6

Proposed gravity sewer/ SPS

13.2

AREA 7

Proposed twin rising mains

13.2

AREA 8

Proposed salt and freshwater mains and road upgrading works

13.3

AREA 9

Traffic improvement works near Lam Tei Interchange

13.2

13.4.2              Few pre-1950 clan graves and urns were identified (CEDD 2013; CEDD/B&V September 2017) which are neither on the list of 1,444 historic buildings nor list of new items for grading assessment.  The identified graves and urns are not graded or New Items.

I.                    Geological and Topographical Background

13.4.3              The geological background of Area 1 development area situated between 7.4 and 11.2mPD, consists of mainly of Pleistocene debris flow deposit and some terraced alluvium and Holocene alluvial deposits at elevation.  The southern edge of housing and school development of Area 2 covers Holocene alluvial, but the main deposit consists of Pleistocene terraced alluvium and debris flow deposit. The area is situated between 7.5 and 11.8mPD.

13.4.4              The housing and school development of Area 3 has elevation between 10.5 and 12.2mPD and covers a mix of Pleistocene debris flow, terraced alluvium and Holocene alluvium.  The housing development and waterworks infrastructure of Area 4 is situated at elevation between 15 and 26mPD and covers Holocene alluvium and Pleistocene debris flow deposits in the south and Pleistocene debris flow and terraced alluvium and andesite with tuff and tuffite in the centre.

13.4.5              Area 5 includes proposed new and realigned roads,  including cycle track and public transport interchange.  The proposed works, along the western part of the alignment, cover andesite with tuff and tuffite and Pleistocene debris flow lower foothills at elevations between 19 to 36mPD.  The middle of Area 5 alignment is mainly situated on Holocene alluvial deposits (around 19mPD) after which the eastern part of the alignment continues on Pleistocene terraced alluvium and debris flow deposits at elevation from 17 to 7mPD.  The public transport interchange will be situated on Holocene alluvium.

13.4.6              Area 6 covers the proposed gravity sewer and pumping station works which covers the soil deposits below Hong Po Road as mentioned above and includes a northern shoot off on Pleistocene terraced alluvium and debris flow.  The proposed gravity sewers are situated at elevation from 12.2 to 15mPD in the west to 8.9 and 6.6mPD to the east.  The sewage pumping station is proposed on Holocene alluvium and Pleistocene terraced alluvium around 7mPD.

13.4.7              The proposed twin rising mains of Area 7 is situated along the edge of a filled area on mainly Pleistocene terraced alluvium and debris flow deposit and a small area of tuff and tuffites before veering of west on Holocene alluvial deposits.  It is located on elevation between 7.5mPD in south/west and 6.4mPD in the north.

13.4.8              Area 8 is situated along Ming Kum Road between Tsun Wen Road in the north and Shek Pai Tau Road in the south and the road upgrading works connect to AREA 5.  Both are largely situated on Pleistocene debris flow deposits between elevations of 19mPD in the north and around 15mPD in the south.

13.4.9              Finally, Area 9 covers the traffic improvements at Lam Tei Interchange. The area is heavily built up and sits on Holocene alluvium at elevation between 5.2 and 5.6mPD.

II.                 Historical Background

13.4.10          Archaeological findings revealed that human activities were present in Tuen Mun from at least the Late Neolithic period. Prehistoric sites such as Yung Long, Lung Kwu Tan, Lung Kwu Sheung Tan, Lung Kwu Chau, Sha Chau, Shek Kok Tsui, Tsang Tsui and So Kwun Wat are mainly located along the coast of Tuen Mun (AMO website).

13.4.11          During Qin-Han periods, Tuen Mun was mainly under the administration of Panyu County (TMDB 2007:8). Just like most Han findings in Hong Kong, only a limited amount of Han findings was recorded in Lung Kwu Sheung Tan and So Kwun Wat in Tuen Mun area (AMO files).

13.4.12          The first historical mention of Tuen Mun dates to 732CE in Tang dynasty, in Tang Hui Yao (唐會要), it describes the setting up of a military base in Tuen Mun with the station of 2000 soldiers to safeguard the entrance of the estuary (Wang 2012: Chapter 73). Again, in another historical document XinTang Shu (新唐書), it describes how Tuen Mun held a strategic location in the maritime trade route between Guangzhou and South East Asia or as far as the Persian Gulf (Ouyang and Song 2006: Chapter 43, Lo 1959: 21-22). Tuen Mun maintained such a prominent position in the maritime trade until Song and Ming dynasties. Despite the historical records of a vibrant Tang dynasty Tuen Mun, archaeological evidence so far only revealed a small number of Tang ceramics and some typical coastal kilns at Lung Kwu Tan and Siu Lam, which linked to salt-lime production (AMO website).

13.4.13          Archaeological evidence indicates that Tuen Mun was widely settled in Song dynasty (details referring to Section 2.3). According to clan genealogical records, however, it was not until Ming dynasty that villages were formally established in Tuen Mun. To clan was the first recorded clan to settle in Tuen Mun. They established Tuen Mun Tsuen during Ming dynasty (AMO website). Tsz Tin Tsuen was also established during Ming dynasty by the Liu clan (AAB 2013). It is believed that ancestors of Tang clan, Liu clan, Hau clan and Man clan of the New Territories first arrived in Tuen Mun by sea and lived there for some time before finally settling down in other parts of the New Territories (Lau and Lau 2012:19).

13.4.14          Tuen Mun remained an important naval base during the Ming dynasty. It was associated with the Portuguese occupation at Tuen Mun Bay and the subsequent battle with the Portuguese (Lau and Lau 2012:21).

13.4.15          Most of the pre-1898 indigenous villages in Tuen Mun were established after the repeal of the Coastal Evacuation Edict in 1669.

III.               Built Heritage Resources

13.4.16          The Assessment Area is now covered by the Tuen Mun District administrative region. Tuen Mun has become more important starting from the Tang Dynasty, which has been designated as a Zhen with garrison of 2,000 strong of soldiers.  The earliest record of local villages within the Assessment Area is the Xin’an Gazetteer 1688 edition.  Tuen Mun was governed under the Xin’an County Administrative Divisions in 1688. A Xiang -Dou -Tu -Cun ( - - ) system was used to subdivide the region for taxation purposes.  The Assessment Area was within the Sixth Dou of the Gui cheng xiang in the County (Ng 1983).

13.4.17          The Xiang - Dou - Tu system was not used in the 1819 edition of the Xin’an County Administrative Divisions when the Guanfu (官富) Assistant Magistrate was in charge.  Review of the 1819 edition however, identified no villages recorded.  By the middle of the 19th century and from then onwards, four villages are marked on the Map of San-On-District (1866) (新安縣全圖), including Po-tong-hai (寶塘下), Siu-hang (小坑), Tang-sz-wai (田仔圍) and Sz-tin (祖田).

13.4.18          There are no Proposed or Declared Monuments, Graded or Proposed to be Graded Historic Buildings, Government Historic Sites or New Items proposed for grading by Antiquity Advisory Board (AAB) within the Assessment Area. Built heritage surveys were undertaken as part of previous investigations in the Assessment Area.  The surveys cover most of the current Assessment Area and it was determined that enough existing information exists to assess built heritage as part of this project. 

IV.               Archaeological Background

13.4.19          Three Sites of Archaeological Interest partially fall within the Assessment Area, namely Siu Hang Tsuen,  San Hing Tsuen and Kei Lun Wai Sites of Archaeological Interest.  (see Figure 13.4a-b for their locations). Description of previous investigations within the Assessment Area follows:

V.                  Previous Archaeological Investigations

Second Territory-wide Survey (Tuen Mun-Tsuen Wan Area) (AMO 1998)

13.4.20          In 1998, a series of archaeological testing in the form of field scan, auger hole tests and test pit excavations were carried out in Northern Tuen Mun (Figure 13.4a) which cover large areas relevant to the current Assessment Area. 

13.4.21          The findings led to the identification of a new site of archaeological interest,  San Hing Tsuen Site of Archaeological Interest (SAI) with cultural layers dated to Song and Ming dynasties . The area of findings (T1 and T3; located in the east of the San Hing Tsuen SAI) was extended to six 5 by 5m trenches and an abundant amount of Song and Ming dynasty ceramics, tiles, as well as features such as a ditch and pits were recorded (AMO 1998a).  A tile making tool recovered from a ditch dated to the Song dynasty suggest a possible local tile industry in vicinity. The cultural features and layers were recorded within the top metre of the excavation.  The findings are located outside of the Project Site boundary but within the Assessment Area.

13.4.22          Testing also occurred within Siu Hang Tsuen SAI, mainly within and near Siu Hang Tsuen village but also within and near the proposed new road area.   Near the village, both a Song and Ming settlement layer with features and finds including green, yellow glazed, and B&W porcelain sherds, and a large amount of tile fragments (including cloth patterned tiles within the Song dynasty layer) were excavated within the upper 1 to 1.2m.

13.4.23          Testing was conducted in two further areas relevant to the Assessment Area: Tsz Tin Tsuen and Po Tong Ha.  The auger testing (to northwest of Siu Hang Tsuen SAI) and single TP1 (in northwest of Siu Hang Tsuen SAI) near Po Tong Ha and TP 1 of Siu Hang Tsuen (in west of Siu Hang Tsuen SAI) are within or near the proposed new road alignment (AREA 5). Within the Siu Hang Tsuen TP1 some Song dynasty pottery sherds were excavated while few Ming/Qing dynasty pottery fragments were recovered from Po Tong Ha TP and auger testing. The findings are relevant for both within the Project Site boundary and Assessment Area.

13.4.24          One test pit excavation (T2) and five auger tests (A6 to A10) were conducted in Tsz Tin Tsuen located in the centre of Kei Lun Wai SAI and near the proposed twin rising mains of AREA 7. The results indicate relative high-water level and some finds dated to Ming/Qing dynasties. The findings are located at the edge of the Assessment Area and are indicative only.

Rescue excavation at small house development located within San Hing Tsuen SAI (AMO 1998b)

13.4.25          An archaeological survey-cum-rescue excavation was conducted by Sun Yat-Sen University following the Second Territory-wide Survey for the construction of a small village house within the then newly recognized San Hing Tsuen Site of Archaeological Interest. Tiles and porcelain sherds dated from Song to Ming Dynasties were recovered.

Archaeological investigation for drainage work at Tsung Shan and Siu Hang Tsuen (HKIA 2000)

13.4.26          The archaeological investigation for the proposed drainage channels at Chung Shan and Siu Hang Tsuen in Tuen Mun included four test pits and no less than 33 auger holes. (Figure 13.4a-b). Finds were recovered from the surface, auger and test pit excavations.  Finds included blue and white Ming to Qing dynasty porcelains and tile and celadon fragments dated to Song/Yuan dynasties mainly in the Siu Hang Tsuen area.  Within test pit 2 located in Siu Hang Tsuen, rich cultural remains were identified. Structural remains consisting of floor levels, two postholes, possible pise walls and artefacts, flat and curved tiles, potentially dating to the Southern Song dynasty but not later than Yuan dynasty were excavated.

DD130 Lot 452C3 & 193D Small House Archaeological Investigation, 2003 (AMO 2003)

13.4.27          An archaeological field survey including field scan, forty auger hole tests and two test pit excavations were conducted in San Hing Tsuen area (Figure 13.4a-b). Archaeological materials dated to Ming and Qing dynasties were recovered from one of the test pit excavations and four of the 40 auger hole tests. Song dynasties artefacts were also collected on the surface in the San Hing Tsuen area.   

Archaeological investigation for construction site no.2, Area 54, Tuen Mun (AMO 2010)

13.4.28          AMO conducted archaeological field survey in Construction Site No. 2 (area between Tsz Tin Tsuen and Kei Lun Wai in Tuen Mun Area 54) ahead of construction phase.  A total of fifty-four test pits (Figure 13.4a-b) were excavated and pottery sherds, tile pieces and porcelain sherds dating from late Qing to modern period and Ming to Qing dynasty finds were recovered from alluvial deposits agricultural layers.  Within the 148sq metre of investigation no stable and significant archaeological deposit was noted according to the authors.

Archaeological investigation, pumping station and sewerage channel, area 54, Tuen Mun (AMO 2011)

13.4.29          Seven test pits and six auger holes were conducted in fields southeast of Siu Hang Tsuen in Tuen Mun Area 54 (Figure 13.4a-b). A number of pottery fragments mainly dated to Qing Dynasty were excavated from disturbed and alluvial layer.  No stable and significant archaeological deposits were discovered within the 24sq metres investigated according to the authors.

Contract No.8/WSD/10 Replacement and Rehabilitation of Water Mains Stage 4 Phase 1, Mains in Tuen Mun, Yuen Long North District and Tai Po. Archaeological Watching Brief Report (ERM 2014)

13.4.30          During the construction of sewers in western San Hing Tsuen area, an archaeological watching brief was carried out for three of the sewer alignments. No findings were discovered in any of the monitoring work (ERM 2014) (Figure 13.4a-b). 

Agreement No. LW03/2014 Formation, Roads and Drains in Area 54, Tuen Mun – Phase 1 and 2 Archaeological Survey and Land Contamination Assessment for Site 1&1A, Site 3/4 (East) and Site 4A (West) and Associated Infrastructural Works (AECOM 2017a)

13.4.31          As part of the archaeological field survey, a total of twenty-nine test pits were excavated (Figure 13.4a-b).  A few pottery sherds and tile fragments were recovered dated to Qing and Ming/Qing dynasty respectively. The significance of the findings was determined to be none. In order to safeguard the 2000 findings however, the report recommended a protection zone in an area around the remains during the construction phase.  It also recommended an archaeological watching brief to be conducted in the wider area (See AECOM 2018 below).

Archaeological Impact Assessment for Proposed Residential Development in “Residential (Group E)” Zone at Various Lots in D.D. 130 and Adjoining Government Land, Lam Tei, Tuen Mun (AECOM 2017b)

13.4.32          The archaeological impact assessment concerns an archaeological field survey which including six test pit excavations (Figure 13.4a-b) within San Hing Tsuen SAI. The results concluded artificial fill deposits overlay natural sterile soils with the agricultural soils having been removed.  A single porcelain sherd dated to early 20th century was recovered.  The test pits were located on a combination of Holocene and Pleistocene terraced alluvium borders Pleistocene debris flow at elevations between 11.1 and 7.7mPD.

Agreement CE 38/2011 (CE) Formation, Roads and Drains in Area 54, Tuen Mun – Phases 1 and 2 Review of Traffic, Environmental, Drainage and Sewerage Impact Assessment – Investigation (CEDD 2013)

13.4.33          The study identified three Sites of Archaeological Interest and areas of archaeological interest. Field surveys were deemed necessary within Siu Hang Tsuen and Kei Lun Wai SAIs and undisturbed and agricultural area (high and medium potential areas respectively) to be conducted after resumption of lands.

Agreement No. CE60/2013 (CE) Engineering Study for Site Formation and Infrastructural Works at Hong Po Road- Feasibility Study- Final Working Paper No.1- Baseline Review (CEDD/B&V September 2017)

13.4.34          This paper is a baseline review for a feasibility study which covers Hong Po Road of the current Assessment Area and which includes a section on heritage. The desk-based review for heritage identified three sites of archaeological interest and some areas of archaeological interest at HPR site, SHR site and SHR site extension. The areas of interest cover San Hing Tsuen SAI and agricultural land within SHR Phase I area (current AREA 3).

Agreement No. CE56/2013 (CE) Engineering Study Review for Site Formation and Infrastructure Works at San Hing Road, Tuen Mun- Investigation- Preliminary Environmental Review (CEDD/B&V August 2017)

13.4.35          The findings of Preliminary Environmental Review include only known heritage sites. Since no recognized built heritage sites fall in or within 50m of the Assessment Area the focus of the PER was on archaeology and in particular on the following three Sites of Archaeological Interest, Siu Hang Tsuen, Kei Lung Wai and San Hing Tsuen.  Further potential was identified at the agricultural fields within SHR Phase 1 Area (current AREA 3).

13.4.36          Two further archaeological watching briefs have been conducted. (1) One concerns an archaeological watching brief conducted by AMO in 2016 at Lot Nos. 190 S.F. 190S.H, 190S.I. 190S.M. 190S.N, 190S.O, 190S.P and 190S.G ss.3 in D.D. 130, and (2) another archaeological watching brief commissioned by CEDD in 2017 (AECOM 2018).

1)     Within San Hing Tsuen SAI, at Lot Nos. 190 S.F. 190S.H, 190S.I. 190S.M. 190S.N, 190S.O, 190S.P and 190S.G ss.3 in D.D. 130 by AMO in 2016

An archaeological watching brief was conducted but no cultural remains were identified.  

2)     Contract No. CV/2015/03 Site Formation Works Near Tong Hang Road and Tsz Tin Road in Area 54, Tuen Mun. Final Archaeological Watching Brief Report. (AECOM 2018) 

13.4.37          An Archaeological Watching Brief was conducted in 2016/2017 within Siu Hang Tsuen SAI in proximity of test pit excavations (T1 & T2) of 2000 survey (HKIA 2000) (Figure 13.4a-b).  The objective of the AWB was to ensure that the archaeological remains identified at T1 and T2 in the 2000 survey were protected in situ and any further archaeological remains in the wider area were recorded and salvaged.

13.4.38          In proximity of the previous housing remains of TP1 and TP2, a possible associated wall fragment was recorded and protected.  Furthermore, a stone well and associated concrete shrine were recorded and protected during the AWB. The wider area yielded some archaeological materials they were interpreted as a secondary deposits and of ‘low archaeological significance’.

13.5                 Archaeological Impact Assessment (Evaluation of Potential Archaeological Impacts)

13.5.1              The archaeological impact assessment is based on the review of existing data, including numerous previous investigations and existing conditions at the works areas.  The potential impacts at this stage are broad and consist of housing or school development, new roads and associated utility works. The impacts arising of site formation and any excavation should however, be considered direct, irreversible adverse impacts on archaeology. The below table summarizes the findings and provides an evaluation of archaeological potential and level of predicted impact.

                   Table 13.2 - Summary of the Findings and Evaluation of Archaeological Potential

Area

Proposed works

Evaluation

AREA 1

(Figure 13.1)

 

Housing development site and associated works

The proposed development is located outside but located adjacent to San Hing Tsuen SAI on mainly Pleistocene debris flow deposits. There has not been previous archaeological testing in the area, but the topography is similar to the 2016 tested area to the north west (AECOM 2017b) which suggests low archaeological potential due to removed agricultural soils.

Potential impacts are considered acceptable.

AREA 2

(Figure 13.1)

Housing development and school site and associated works

The proposed developments fall largely within the San Hing Tsuen SAI.  The main archaeological deposit and features recorded during archaeological investigation in 1998 were outside of the PDA but within the Assessment Area. Further archaeological work conducted in 2003, 2012/13 and 2016 indicate mixed potential for archaeological deposits and features within the SAI.

The proposed development within the northern part is situated on similar Pleistocene debris flow and topography (around 12mPD) as the area of significant findings.  Since the area is currently occupied by light industry ware houses, storage areas and concrete covering, it remains largely archaeologically untested with exception of five auger tests A12, A13, A14, A34 and A35 conducted in 2003 (AMO 2003) which indicate that the area within this area is largely undisturbed. One auger test within the PDA (A12) and one close to the edge of the PDA (A11) includes Ming/Qing dynasty tile fragments and glazed pot sherds. The topography, geology, proximity of significant findings at 35m and undisturbed nature of area are arguments for need to test archaeological potential.

The southwestern part of the development which includes the two development blocks are within an area determined by previous testing to consist of artificial fill overlaying sterile soils and thus have low archaeological potential.  (AECOM 2017b)

The school development sites are situated on Pleistocene terraced and Holocene alluvial deposits and elevation similar to the area of 2016 testing (AECOM 2017b). It is likely that this untested area has low archaeological potential due to fill over thin agricultural soils.

Potential impacts are considered acceptable with mitigation.

AREA 3

(Figure 13.1)

Housing development and school site and associated works

The proposed development in Area 3, with exception of the eastern edge are located outside of the SAIs in an agricultural area bounded by foot slopes with numerous graves to the north and a new development to the west. The eastern edge of the developments is located within the San Hing Tsuen SAI.

A single auger test was conducted within Area 3 and some further testing including auger test and two test pit excavations within wider area but did not reveal archaeological potential (HKIA 2000).  Despite a topography of Pleistocene terraced alluvium and debris flow the area is expected to have low archaeological potential. The eastern edge is located on deposits similar to the 2016 archaeologically tested area within San Hing Tsuen SAI (AECOM 2017b) which indicated low archaeological potential.

Potential impacts are considered acceptable.

AREA 4

(Figure 13.1)

Housing development site and associated works

Area 4 occupies debris flow.  The topography is one of lower hill slopes and the current use exists of residential and temporary structures, some with squatter appearance. Few auger test and two test pit excavations (HKIA 2000) within and around Area 4 did not reveal archaeological potential. Area 4 is considered to have low archaeological potential.

Potential impacts are considered acceptable.

AREA 5

(Figure 13.1)

New road development and associated infrastructure works

The new road/infrastructure works areas are proposed mainly on the lower slopes of the hills and occupies andesite and tuff and tuffites with Pleistocene debris flow deposits largely outside the SAIs boundary.  The proposed development impacts on the southern edge of San Hing Tsuen SAI and the western part of Siu Hang Tsuen SAI.  

The road/infrastructure development near the San Hing Tsuen SAI affects mainly the area along a channeled stream on Holocene and Pleistocene alluvium. Previous investigations relevant include test pit excavations in 2016 (AECOM 2017b) within San Hing Tsuen SAI which indicate low archaeological potential.

The topography of proposed works in and nearby Siu Hang Tsuen SAI is very different in comparison to the main archaeological finding’ areas of the SAI (HKIA 2000).  Auger testing and test pit excavation in 1998, yielded some evidence for Ming/ Qing material on the lower slopes to the north of Siu Hang Tsuen SAI and a presence of Song dynasty pottery west of Siu Hang Tsuen within the SAI. The testing results of augering and test pit excavations conducted in 2000 indicate meandering of river and a larger river channel than currently at the northern end of the road (which connects to AREA 3 and 4) (HKIA 2000).

Previous investigations also include  test pit excavations conducted in 2014/2015 (AECOM 2017a) within and nearby the Assessment Area. The results of the testing (TP2, TPs 4-6, TPs 9-12, and TPs 15-20) in the Assessment Area suggest little (mainly natural) soil cover over decomposing rock.

Despite the presence of some Song to Qing dynasties material, the overall results indicated low archaeological potential.

The existing impacts along the proposed road/infrastructure development alignment are limited to graves, terracing, stream channeling, and recent road construction, overall the road alignment is deemed to have low archaeological potential.

Potential impacts are considered acceptable.

AREA 6

(Figure 13.2)

Proposed gravity sewer and pumping station

The proposed gravity sewers and location of pumping station of Area 6 is located to the south of Areas 1, 2 and 3 and are DP elements.  The works area covers mainly Holocene alluvial deposits but also Pleistocene terraced alluvium and debris flow deposits below Hong Po Road towards Tuen Mun Road descending from 17m to 7mPD. 

There has not been previous archaeological testing in the area, but the Pleistocene terraced alluvium and debris flow deposits topography is similar to the 2016 tested area to the north, northeast (AECOM 2017b) which suggests low archaeological potential due to removed agricultural soils. The Holocene deposits were largely tested during investigations conducted in 2000 (HKIA 2000) which indicated no archaeological potential. 

Previous investigations on similar deposits to the north and the 2000 survey failed to identify significant archaeological deposits of features. The archaeological potential is considered low.

Potential impacts are considered acceptable.

AREA 7

(Figure 13.2)

Proposed twin rising mains

The proposed twin rising mains of Area 7 are located within and near Kei Lun Wai SAI. 

Within Kei Lun Wai SAI, the 1998 result indicated some Ming to Qing dynasty material was present.  Further investigation in 2010 indicated similar findings in alluvial agricultural soil. The authors concluded no stable and significant archaeological deposit was present (AMO 2010).

Finally, in 2011 within the proposed works boundary a number of pottery fragments mainly dated to Qing Dynasty were excavated from disturbed and alluvial layer.  No stable and significant archaeological deposits were located within the tested area according to the authors.

The area outside Kei Lun Wai SAI is within existing road alignment and is not expected to have archaeological potential.

The previous findings represent low archaeological potential.

Potential impacts are considered acceptable.

AREA 8:

(Figure 13.3)

Proposed salt and freshwater mains Southern section along Ming Kum Road and road upgrading works

The impacts are situated entirely within existing road and outside of area of archaeological interest.  The archaeological potential should be considered low due to existing disturbance.

Potential impacts are considered acceptable.

 

AREA 9

(Figure 13.2)

Traffic improvement works near Lam Tei Interchange

The impacts are entirely situated on low-lying Holocene alluvium with no archaeological potential.  The construction of the Lam Tei interchange would have impacted upper deposits and affected potential archaeology.

Potential impacts are considered acceptable.

13.6                 Archaeology Mitigation Recommendations

13.6.1              The proposed developments are located within or in very close proximity to San Hing Tsuen, Siu Hang Tsuen, and Kei Lun Wai SAIs.  The evaluation of the previous findings, proposed works locations and geology, topography however, identified one area which may be adversely affected. The table below summarizes the assessment and recommended mitigation for each area as defined in Section 13.4.

                   Table 13.3 - Summary of the Assessment and Recommended Mitigation for Each Area

Area

Proposed works

Mitigation

AREA 1

(Figure 13.1)

Housing development site and associated works

No mitigation required.

If antiquities or supposed antiquities are discovered during the construction works, works should cease and AMO should be informed immediately and agreement from AMO would be sought on the follow-up actions if required.

AREA 2

(Figure 13.1)

Housing development and school site and associated works

The proposed developments fall largely within the San Hing Tsuen SAI.  Previous archaeological investigations however, indicate mixed potential for archaeological deposits and features within the SAI.

It is recommended that prior to the construction phase a programme of Archaeological Field Survey be implemented for the development in northern part (Figure 13.5). The survey cannot be conducted at this stage as the area is occupied by light industrial activities, structures and buildings.  Field works will have to be conducted after land resumption and clearance of structures.  The scope and methodology for the Archaeological Field Survey is presented in Sections 13.6.2-16 and Appendix 13.1.

The field evaluation will identify if significant deposits or features are present and if further mitigation is required. A qualified archaeologist should be engaged by the project proponent who shall apply for a licence under the Antiquities and Monuments Ordinance (Cap. 53) to conduct the archaeological fieldwork.

With exception of the proposed development within the northern part, no mitigation is expected. 

If antiquities or supposed antiquities are discovered during the construction works outside of the above identified area, works should cease and AMO should be informed immediately and agreement from AMO would be sought on the follow-up actions if required.

AREA 3

(Figure 13.1)

Housing development and school site and associated works

No mitigation required.

If antiquities or supposed antiquities are discovered during the construction works, works should cease and AMO should be informed immediately and agreement from AMO would be sought on the follow-up actions if required.

 

 

 

AREA 4

(Figure 13.1)

Housing development site and associated works

AREA 5

(Figure 13.1)

New road development and associated infrastructure works

AREA 6

(Figure 13.2)

Proposed gravity sewer and pumping station

AREA 7

(Figure 13.2)

Proposed twin rising mains

AREA 8

(Figure 13.3)

Proposed salt and freshwater mains Southern section along Ming Kum Road and road upgrading works

AREA 9

(Figure 13.2)

Traffic improvement works near Lam Tei Interchange

13.6.2              The following archaeological works are proposed to be implemented in AREA 2 after the identified area for testing (Figure 1 in Appendix 13.1) has been resumed and the structures and surface covering has been removed.  The scope is subject to agreement with AMO within the Archaeological Action Plan to be submitted by a qualified archaeologist engaged by project proponent prior to implementation.

                   Field Scan

13.6.3              Field walking may not be relevant depending on the surface clearing after the structures are removed however, attention should be given to cuts and recently exposed areas.

13.6.4              The scanning of the surface for archaeological material is conducted, under ideal circumstances, in a systematic manner and covers the archaeological potential area identified in the desk-based review within a certain area, in this case the proposed licence area as marked on Figure 1 in Appendix 13.1.  Particular attention is given to exposed areas such as riverbed cuts, erosion areas, terraces, etc, if applicable.

13.6.5              Material and concentrations of finds are recorded, mapped at 1:1000 scale and collected during the field scanning and form part of the archive.  Topography, surface conditions and existing conditions are noted during the field walking.

                     Auger Survey  

13.6.6              Auger survey of the identified untested area should be carried out in order to establish soil sequence, the presence/absence of cultural soils or deposits and their horizontal extent. No less than fifty auger tests are tentatively proposed subject to further confirmation with AMO during the licence application stage, scope and locations are subject to agreement with AMO, see Figure 2 in Appendix 13.1 for tentative locations within the proposed licence area.

13.6.7              The auger tool consists of a bucket, pole and handle and is vertically drilled by hand into the surface.  When the bucket is filled with soil the auger is extracted and the soil emptied from the bucket.  Soils are described and depth changes are measured inside the hole.  The depth of any material found is also measured.  The auger hole is abandoned when water table, the end of the auger or rock is reached, or the auger bucket fails to hold the soil.

13.6.8              The location of each auger hole test is marked on a 1:1000 scale map.  The results of the auger tests provide one of the criteria used to position the test pit excavations.

                    Test Pit Excavation

13.6.9              Test pit excavations are carried out to verify the archaeological potential identified in the desk-based review within a certain area.  The choice for the location of the test pit excavation depends on various factors such as desk-based information, landforms, field scan and auger test results as well as access issues.  It is recommended to undertake no less than twenty test pit excavations subject to further confirmation with AMO during the licence application stage as marked on Figure 2 in Appendix 13.1. Location and scope of test pit excavations is subject to detailed design of the Project Site and the actual site condition and is to be agreed with AMO prior to implementation.  Further test pits or extensions of test pits should be considered if in situ deposits or features are found.

13.6.10          Hand digging of test pits measuring 2 x 2 meters should be carried out in order to determine the presence/absence of archaeological deposits and their stratigraphy.  The size, however, may depend on close proximity to large trees, narrow terraces or other external factors.  The test pit is hand excavated, contexts, finds and features are recorded, soils described, and relevant depths measured.  Artefacts are recorded and collected.  Photographs of sections and other relevant information are taken and section and ground plans, if required, are drawn.

13.6.11          Hand excavation will continue until rock or decomposing rock are reached and no potential for archaeological soils or deposits exist.  Additionally, the test pit will be abandoned when the water table is reached or when the depth of excavation poses safety problems.

13.6.12          The hand excavated test pit is backfilled after full recording.  Field records containing information regarding the physical location of the test pit, weather conditions, size and benchmark, description of the soils and their measured depths, artefact and feature finds are kept for each pit.  Photographs are taken and drawings and plans produced, finds are bagged, labelled and stored for transport.  The location of the test pit is mapped on a 1:1000 scale map.

13.6.13          An archaeological report will be prepared by the qualified archaeologist(s) in accordance to the agreed Archaeological Action Plan, to present the findings of the archaeological survey and further mitigation, if any.

13.6.14          The engaged archaeologist shall be required to obtain a licence from the Antiquities Authority before undertaking archaeological field investigation under the provision of the Antiquities and Monuments Ordinance (Cap.53).  It is recommended to engage a qualified archaeologist with no less than 5 years of field experience.

13.6.15          The archaeologist shall be required to submit the essential documentation to AMO to obtain a Licence to undertake archaeological research.   Within this documentation the archaeologist shall identify the team and approach to field investigation. 

13.6.16          The expected timing in undertaking an archaeological investigation includes:

·         Upon commissioning, 2 weeks to submit Licence application to AMO;

·         Granting of the licence usually requires up to 8 weeks once the application is accepted;

·         Field works are expected to be completed within 4 to 6 months tentatively (subject to weather, completion of surface clearance of the site and resources);

·         Processing, analysis and draft reporting of findings, within 6 months of completion of field works;

·         Final submission of archaeological investigation report, depending on AMO comments; and

·         Submission of archives, no more than 12 months after acceptance of final report.

13.7                 Built Heritage Impact Assessment (Evaluation of Built Heritage Impact)

13.7.1              There are no recognized built heritage sites within the Assessment Area. Although seventeen pre-1950 clan graves and three kam tap (urn houses) were identified within the Assessment Area (CEDD 2013; CEDD/B&V September 2017), they are not classed as graded historic structures or New Items and are as such not a heritage issue.

13.7.2              Previous investigations within the current study and around indicate little potential for built heritage or heritage as identified in Guidelines for Cultural Heritage Impact Assessment (AMO 2012) and as such no further built heritage survey was deemed necessary.  In summary it can be stated that no heritage site, i.e. declared monuments, proposed monuments, graded historic sites/buildings or any Government historic sites identified by AMO will be affected during construction and operational phases of the project under the proposed developments

13.8                 Built Heritage Mitigation Recommendations

13.8.1              No mitigation will be required based on built heritage assessment.

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