Guidelines & References

Waste Import and Export Control

Waste Plastics Import and Export Control

Enhanced Waste Plastics Import and Export Control

Examples of "Regulated Waste Plastics" & "Non-regulated Waste Plastics"

Guidelines on Import and Export Control of Waste Plastics

Briefing Sessions on 30 October 2020

Import, Export or Re-export of Waste Plastics

Submission of Declaration Form

Waste Plastic Import and Export Declaration Verification System

Enquiry

 

Enhanced Waste Plastics Import and Export Control

Following a decision adopted by the Conference of the Parties to the Basel Convention in May 2019, control on transboundary movements of waste plastics has been enhanced with effect from 1 January 2021.  Plastic waste is regarded as “regulated waste plastics” except for the single-type and uncontaminated waste plastics in entry B3011 of Annex IX to the Basel Convention that are recovered in an environmentally sound manner (e.g. recycling).  Any person who intends to conduct transboundary movement of “regulated waste plastics” shall obtain prior consent from the states of export, import and transit concerned.  In addition, import and export of “regulated waste plastics” between a Party and a non-Party of the Basel Convention are prohibited.

In the meantime, Hong Kong's neighbouring countries, such as Thailand, Vietnam and Malaysia, have tightened up their import control on various types of waste plastics, including the above-mentioned “regulated waste plastics” as well as “non-regulated waste plastics”.  Moreover, the Mainland of China has imposed a total ban on the import of all waste plastics since the end of 2018.  In view of the above, Hong Kong has enhanced control on the import, export and re-export of waste plastics, so as to prevent waste plastics from being stranded or illegally disposed of, or causing pollution in Hong Kong.

Starting from 1 January 2021, the Environmental Protection Department (EPD) has enhanced import and export control measures for waste plastics.  Any person importing or exporting “regulated waste plastics” shall apply for the relevant waste import / export permit or consent from the EPD in advance.  For re-export of “regulated waste plastics” via Hong Kong, declaration form and relevant documents should be submitted to the EPD in advance for record purposes, so that the EPD may respond timely to the request of the state of export for consent to the transit arrangement.

Any person shall, before importing, exporting or re-exporting “non-regulated waste plastics” into, from or via Hong Kong, submit in advance a declaration form and relevant documents to the EPD for record purposes.  This is to prove that the waste plastics are not subject to permit control under the Waste Disposal Ordinance's (WDO) requirements.  That means, the waste plastics are (a) uncontaminated; and (b) imported, exported or re-exported for the purpose of a reprocessing, recycling, recovery operation or the reuse of the waste.  The submitted documents also facilitate the strengthening of information exchanges between the EPD and relevant places of import and export, and endeavour to safeguard the legitimacy and smooth operation of the transboundary movements of the waste.

 

Examples of "Regulated Waste Plastics" & "Non-regulated Waste Plastics"

"Regulated Waste PlasticsNote 1"

IMG_2054
IMG_0041 - Re-sized
Waste plastics of mixed types (over 0.5% of total weight)
IMG_0013
 Waste plastics with impurities (such as waste wood, cables, printed circuit boards) over 0.5% of total weight
IMG_1872
 Unclean waste plastics with impurities (such as dirt and metal) over 0.5% of total weight
Waste electroplated plastics
 Metal-plated waste plastics (metal impurities exceed 0.5% of total weight)
Polyvinyl chloride pipes
 Waste plastics not listed in entry B3011 of Annex IX to the Basel Convention (such as PVC)

Note 1: According to the definition under the Basel Convention, waste plastics are regarded as “regulated waste plastics” except for the single-type and uncontaminated waste plastics listed in entry B3011 of Annex IX to the Basel Convention that are recovered in an environmentally sound manner (e.g. recycling).

"Non-regulated Waste PlasticsNote2"

transparent plasitc bottles
High density polyethylene flakes
Transparent plastic bags
✔️ Single-type and uncontaminated waste plasticsNote 3
Plastic bottle caps
Polystyrene flakes
✔️ Single-type and uncontaminated waste plasticsNote 3
✔️ Uncontaminated waste plastics with impurities not over 0.5% of total weight
✔️ Different single-type and uncontaminated waste plastics stored in separate receptacles inside a cargo container
plasitc bottles
✔️ Mixtures of waste plastics, consisting of PE, PP and/or PET (such as plastic beverage bottles), provided they are destined for separate recycling of each material and in an environmentally sound manner and free from contamination and other types of wastes

Note 2: “Non-regulated waste plastics” mean single-type and uncontaminated waste plastics listed in entry B3011 of Annex IX to the Basel Convention that are recovered in an environmentally sound manner (e.g. recycling).  The only exception is mixture of waste plastics, consisting of polyethylene (PE), polypropylene (PP) and/or polyethylene terephthalate (PET) (such as plastic beverage bottles).

Note 3: “Uncontaminated waste plastics” mean waste plastics that are clean and contain no more than 0.5% impurities by total weight.  Impurities include other types of waste plastics, waste paper, waste glass, etc.

 

Guidelines on Import and Export Control of Waste Plastics

The EPD has prepared a set of “Guidelines on Import and Export Control of Waste Plastics” which lists out the details of requirements and issues to note regarding waste plastics import and export control.

Guidelines on Import and Export Control of Waste Plastics

 

Briefing Sessions on 30 October 2020

Two briefing sessions were held on 30 October 2020 to explain to the trade the details of the Guidelines so that the trade can have a clear understanding of the new control arrangement.  The presentation slides used in the briefing sessions can be downloaded here (Chinese version only).

 

Import, Export or Re-export of Waste Plastics

Any person importing or exporting “regulated waste plastics” shall apply for the relevant waste import / export permit or consent from the EPD in advance, and submit the documents to the EPD for record according to the conditions of the permit or consent issued before import / export of each shipment.  Details of application for permit for import and export of waste can be found at:

How to apply for a permit?

Any person shall submit a declaration form and relevant documents to the EPD in advance to prove that the proposed transboundary movement of waste plastics meets the requirements under the WDO and Basel Convention in case of the following –

  • Import or export of “non-regulated waste plastics”; or
  • Re-export of “regulated waste plastics” or “non-regulated waste plastics” via Hong Kong.

 

Declaration forms, “Notice to Declarant” and sample declaration forms can be downloaded from the hyperlinks below.

a) Declaration for Import of Waste Plastics

i) Declaration Form for Import of Waste Plastics;   ii) Notice to Declarant;   iii) Sample Declaration Form

b) Declaration for Export of Waste Plastics

i) Declaration Form for Export of Waste Plastics;   ii) Notice to Declarant;   iii) Sample Declaration Form

c) Declaration for Re-export of Waste Plastics

i) Declaration Form for Re-export of Waste Plastics;   ii) Notice to Declarant;   iii) Sample Declaration Form

 

Submission of Declaration Form

Please submit the completed declaration form and relevant documents by email (wasteimportandexport@epd.gov.hk) and fill in the subject of the email by "Declaration for Import of Waste Plastics", "Declaration for Export of Waste Plastics" or "Declaration for Re-export of Waste Plastics".  Electronic submission can expedite the processing by facilitating our follow-up with the authorities of the places of import and export and other organizations.

Declaration form and relevant documents may also be mailed / faxed / submitted in person by the following means:

Fax:    (852) 2305 0453

Address:    Environmental Protection Department

                    Environmental Compliance Division

                    Territorial Control Office

                    28/F, Southorn Centre

                    130 Hennessy Road, Wanchai, HK

 

Waste Plastic Import and Export Declaration Verification System

In order to allow the trade to verify acknowledgement letters issued by the EPD, the EPD has launched an online verification system.  Once a valid reference number is entered on the website, part of the information of the relevant acknowledgement letter issued in the past 4 months will be displayed for verification.  The system can be accessed via the following hyperlink:

http://epdwasteiedeclarationcheck.hk/

 

Enquiry

              Telephone:    (852) 2835 2311

                         Fax:    (852) 2305 0453

                      Email:    wasteimportandexport@epd.gov.hk